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Siera Baghoomian

Ubs Financial Services Inc.

Pasadena, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-07-04
  • CA RA
    APPROVED
    Since 2025-07-04

Branch Locations

251 South Lake Avenue 10Th Floor, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
City Of Glendale Glendale CA 06/2022 03/2024
Ubs Financial Services, Inc Pasadena CA 03/2025 Present
University Of Southern California Los Angeles CA 01/2023 12/2024
Glendale Community College Glendale CA 08/2020 06/2022
Hoover High School Glendale CA 08/2016 06/2020
  • 06/2022 → 03/2024
    City Of Glendale
    Glendale, CA
  • 03/2025 → Present
    Ubs Financial Services, Inc
    Pasadena, CA
  • 01/2023 → 12/2024
    University Of Southern California
    Los Angeles, CA
  • 08/2020 → 06/2022
    Glendale Community College
    Glendale, CA
  • 08/2016 → 06/2020
    Hoover High School
    Glendale, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-03
  • S66 Uniform Combined State Law Examination
    2025-07-03
Other Names
  • Siera Baghoomian

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
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