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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-06-09
  • CA RA
    APPROVED
    Since 2025-06-09

Branch Locations

4370 La Jolla Village Drive Suite 310, San Diego, CA 92122-1250 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Yogurt Mill El Cajon CA 07/2019 Present
Starbucks El Cajon CA 11/2018 07/2019
Unemployed El Cajon CA 05/2018 11/2018
High School Student El Cajon CA 08/2014 05/2018
Lpl Enterprise Llc San Diego CA 03/2025 Present
  • 07/2019 → Present
    The Yogurt Mill
    El Cajon, CA
  • 11/2018 → 07/2019
    Starbucks
    El Cajon, CA
  • 05/2018 → 11/2018
    Unemployed
    El Cajon, CA
  • 08/2014 → 05/2018
    High School Student
    El Cajon, CA
  • 03/2025 → Present
    San Diego, CA
Other Businesses

1) 2026-04-22 - Investment products and services are offered through LPL Enterprise LLC using the DBA/trade name. - SummitWise Financial Group - DBA for LPL Business (entity for LPL business) - Y - 160 - 130 - at reported business location(s) - 2026-03-31 - My team wanted to have a DBA so they created Summit Wise Financial 2) 2025-03-07 - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Y - 160 - 160 - at reported business location(s) - 2025-02-27 - This OBA is for outside insurance only (i.e. fixed life, LTC, health, etc.). All fixed annuity business must be submitted through LPLE¿s approved annuity order entry system and not conducted as an OBA. P&C insurance must be submitted via separate OBA type. 3) 2025-03-07 - Investment products and services are offered through LPL Enterprise LLC using the DBA/trade name. - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Y - 160 - 160 - at reported business location(s) - 2025-02-27 - Pursuant to a strategic relationship between Prudential, LPL Enterprise, LLC (¿LPLE¿), and LPL Financial LLC (¿LPLF¿), Prudential Advisors financial professionals provide securities brokerage services and/or investment advice on securities solely as registered persons of LPL Enterprise, an affiliate of LPL Financial. LPLE and LPLF are not affiliated with Prudential. 4) 2025-03-07 - The Yogurt Mill - Outside/W-2 Employment - N - 80 - 50 - El Cajon CA - 2025-02-27 - I am a part-time server at the Yogurt mill. Responsibilities include assisting customers, handling cash transactions, maintaining cleanliness, and preparing yogurt orders. No financial services or securities-related activities are involved. Furthermore, I have full flexibility in my schedule here, and plan to transition to primarily evening shifts, and less hours to ensure there is no overlap with my responsibilities at Prudential, provided that this OBA is approved.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-07
  • S66 Uniform Combined State Law Examination
    2025-06-07

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