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Man Li Lily Yeung

Ubs Financial Services Inc.

New York, NY

Hicksville , NY

San Francisco, CA

CRD 8053045

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-10-25
  • NY RA
    APPROVED
    Since 2025-10-25

Branch Locations

1285 Avenue Of The Americas 19Th Floor, New York, NY 10019 • United States

Hicksville , NY • United States

555 California Street 33Rd Floor, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Ag Hong Kong 01/2007 02/2025
Ubs Financial Services, Inc New York NY 03/2025 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-25
  • S66 Uniform Combined State Law Examination
    2025-10-25
Other Names
  • Lily Yeung

View on SEC IAPD

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