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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-08
CA RA APPROVED 2025-06-24
  • TX RA
    APPROVED
    Since 2025-07-08
  • CA RA
    APPROVED
    Since 2025-06-24

Branch Locations

Mesa, AZ • United States

2555-2595 W Chandler Blvd Ci Client Services, Chandler, AZ 85224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 02/2025 Present
Unemployed Mesa AZ 12/2024 02/2025
Costco Queen Creek AZ 10/2024 12/2024
Walmart Mesa AZ 08/2024 09/2024
Kalil Bottling Co Tempe AZ 11/2015 08/2024
  • 02/2025 → Present
    Chandler, AZ
  • 12/2024 → 02/2025
    Unemployed
    Mesa, AZ
  • 10/2024 → 12/2024
    Costco
    Queen Creek, AZ
  • 08/2024 → 09/2024
    Walmart
    Mesa, AZ
  • 11/2015 → 08/2024
    Kalil Bottling Co
    Tempe, AZ
Other Businesses

I*: 2215357 Name: Yolo Rentals LLC Entity Type: Rental Property Investment Related: No Address: Phoenix, AZ Your position: Manager Title, or relationship with the other business: 50% owner Start date of your relationship: 09/2022 Hours devoted to the other business: 2 hrs mthly Hours devoted to the other business during securities trading hours: 0 Duties: Payment collection, preventive maintenance, bookkeeping

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-20
  • S66 Uniform Combined State Law Examination
    2025-06-20

View on SEC IAPD

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