Michael Joseph Larkin

Claim This Profile

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-12-08
MD	RA	APPROVED	2020-01-24

TX RA
APPROVED_RES

Since 2022-12-08
MD RA
APPROVED

Since 2020-01-24

Branch Locations

30 West Patrick Street Suite 700, Frederick, MD 21701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Cumberland	MD	06/2009	08/2017
1St Global Capital Corp.	Wilmington	NC	08/2017	10/2019
1St Global Advisors, Inc.	Wilmington	NC	08/2017	10/2019
Dominion Wealth Management	Wilmington	NC	08/2017	12/2019
1St Global Insurance Services, Inc.	Wilmington	NC	08/2017	10/2019
Avantax Advisory Services	Irving	TX	10/2019	12/2019
Avantax Investment Services, Inc.	Wilmington	NC	10/2019	12/2019
Morgan Stanley Smith Barney Llc	Frederick	MD	01/2020	Present
Morgan Stanley Private Bank, N.A.	New York	NY	03/2020	Present

06/2009 → 08/2017

Rbc Capital Markets, Llc

Cumberland, MD
08/2017 → 10/2019

1St Global Capital Corp.

Wilmington, NC
08/2017 → 10/2019

1St Global Advisors, Inc.

Wilmington, NC
08/2017 → 12/2019

Dominion Wealth Management

Wilmington, NC
08/2017 → 10/2019

1St Global Insurance Services, Inc.

Wilmington, NC
10/2019 → 12/2019

Avantax Advisory Services

Irving, TX
10/2019 → 12/2019

Avantax Investment Services, Inc.

Wilmington, NC
01/2020 → Present

Morgan Stanley Smith Barney Llc

Frederick, MD
03/2020 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Previous Registrations

2019-10-25 → 2019-12-31

Avantax Advisory Services

Irving, TX
2017-08-11 → 2019-10-25

1St Global Advisors Inc

Wilmington, NC

Wilmington, NC
2009-06-02 → 2017-08-30

Rbc Capital Markets, Llc

Frederick, MD

Cumberland, MD
2007-04-02 → 2009-06-03

Morgan Stanley & Co. Llc

Cumberland, MD
2005-09-22 → 2007-04-02

Morgan Stanley Dw Inc.

Cumberland, MD

Lutherville, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-08-24

S66 Uniform Combined State Law Examination

2005-08-24

Other Names

Michael Larkin

View on SEC IAPD

Other Firms

MONOCACY WEALTH MANAGEMENT, LLC

OSAIC WEALTH, INC.

LPL ENTERPRISE, LLC

LPL FINANCIAL LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

TRUIST ADVISORY SERVICES, INC.

J.P. MORGAN SECURITIES LLC

Other Investors

Timothy Lawrence Miller

DAVID ANDREW FRANK

LEE REUEL KRAMER

JEREMIAH COLE THOMPSON

James Christian Peachey

Richard Shawn Nisson

Other Offices

MONOCACY WEALTH MANAGEMENT, LLC · FREDERICK, MD

OSAIC WEALTH, INC. · FREDERICK, MD

EDWARD JONES · FREDERICK, MD

LPL ENTERPRISE, LLC · FREDERICK, MD

LPL FINANCIAL LLC · FREDERICK, MD

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Frederick, MD

TRUIST ADVISORY SERVICES, INC. · FREDERICK, MD

J.P. MORGAN SECURITIES LLC · Ijamsville, MD

More in Frederick, MD

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor