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Elias Pfeifer

LPl Financial LLC

Denver, CO

CRD 8048200

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-13
CO RA APPROVED 2025-08-26
  • TX RA
    APPROVED
    Since 2026-05-13
  • CO RA
    APPROVED
    Since 2025-08-26

Branch Locations

255 S Cherokee St Apt 2327, Denver, CO 80223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfeifer Professional Services Denver CO 11/2023 Present
Technical Alliance Durango CO 09/2021 10/2023
Mountain Sun Pub Boulder CO 04/2024 09/2024
Self Employed Durango CO 07/2016 09/2021
El Moro Spirits & Tavern Durango CO 05/2020 08/2021
Lpl Financial Llc Greenwood Village CO 02/2025 Present
  • 11/2023 → Present
    Pfeifer Professional Services
    Denver, CO
  • 09/2021 → 10/2023
    Technical Alliance
    Durango, CO
  • 04/2024 → 09/2024
    Mountain Sun Pub
    Boulder, CO
  • 07/2016 → 09/2021
    Self Employed
    Durango, CO
  • 05/2020 → 08/2021
    El Moro Spirits & Tavern
    Durango, CO
  • 02/2025 → Present
    Greenwood Village, CO
Other Businesses

1. 02/27/2025- Pfeifer Professional Services- Business Owner Bookkeeping/Accounting- Superior, CO 80027- Non Inv Rel- 40 Hrs Per Mnth- 2 Hrs During Trading- Start Date 07/15/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-26
  • S66 Uniform Combined State Law Examination
    2025-08-26

View on SEC IAPD

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