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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-13 |
| CO | RA | APPROVED | 2025-08-26 |
Branch Locations
255 S Cherokee St Apt 2327, Denver, CO 80223 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pfeifer Professional Services | Denver | CO | 11/2023 | Present |
| Technical Alliance | Durango | CO | 09/2021 | 10/2023 |
| Mountain Sun Pub | Boulder | CO | 04/2024 | 09/2024 |
| Self Employed | Durango | CO | 07/2016 | 09/2021 |
| El Moro Spirits & Tavern | Durango | CO | 05/2020 | 08/2021 |
| Lpl Financial Llc | Greenwood Village | CO | 02/2025 | Present |
1. 02/27/2025- Pfeifer Professional Services- Business Owner Bookkeeping/Accounting- Superior, CO 80027- Non Inv Rel- 40 Hrs Per Mnth- 2 Hrs During Trading- Start Date 07/15/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-26 |
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