Leo Joseph Mauro

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2026 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 03/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 03/2025 → Present
  Cetera Advisors Llc
  Greenwood Village, CO
• 03/2025 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 03/2025 → Present
  Cetera Investment Services Llc
  St Cloud, CO
• 06/2022 → 08/2022
  Paper Systems
  Des Moines, IA
• 06/2023 → 08/2023
  The Original Tax Doctor
  Des Moines, IA
• 06/2024 → 01/2025
  Us Flight Co
  Des Moines, IA
• 08/2021 → 05/2024
  Wartburg College
  Waverly, IA
• 08/2020 → 05/2021
  St John'S University
  St. Joseph, MN
• 08/2015 → 05/2020
  School
  West Des Moines, IA

Exams

• S66 Uniform Combined State Law Examination
  2026-06-01