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Leo Joseph Mauro

Cetera Investment Advisers LLC

West Des Moines, IA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2026-06-02
  • IA RA
    APPROVED
    Since 2026-06-02

Branch Locations

1089 Jordan Creek Pkwy Suite 370 , West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Advisers Llc Schaumburg IL 06/2026 Present
Cetera Wealth Services, Llc El Segundo CA 03/2025 Present
Cetera Advisors Llc Greenwood Village CO 03/2025 Present
Cetera Financial Specialists Llc Schaumburg IL 03/2025 Present
Cetera Investment Services Llc St Cloud CO 03/2025 Present
Paper Systems Des Moines IA 06/2022 08/2022
The Original Tax Doctor Des Moines IA 06/2023 08/2023
Us Flight Co Des Moines IA 06/2024 01/2025
Wartburg College Waverly IA 08/2021 05/2024
St John'S University St. Joseph MN 08/2020 05/2021
School West Des Moines IA 08/2015 05/2020
  • 06/2026 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
  • 03/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 03/2025 → Present
    Cetera Advisors Llc
    Greenwood Village, CO
  • 03/2025 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 03/2025 → Present
    Cetera Investment Services Llc
    St Cloud, CO
  • 06/2022 → 08/2022
    Paper Systems
    Des Moines, IA
  • 06/2023 → 08/2023
    The Original Tax Doctor
    Des Moines, IA
  • 06/2024 → 01/2025
    Us Flight Co
    Des Moines, IA
  • 08/2021 → 05/2024
    Wartburg College
    Waverly, IA
  • 08/2020 → 05/2021
    St John'S University
    St. Joseph, MN
  • 08/2015 → 05/2020
    School
    West Des Moines, IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-01
  • S66 Uniform Combined State Law Examination
    2026-06-01

View on SEC IAPD

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Other Investors

DANIEL ALEXANDER ALLEN
JENNIE JEAN HENRY
PATRICK JOSEPH BYRNE
EDDIE RAY COLEMAN
JAMES LAWRENCE LUMLEY
CONOR J BOFFELI
Signe Olson
ANDREW JAY HIMELSON

Other Offices

PRINCIPAL SECURITIES, INC. · West Des Moines, IA
COMMONWEALTH FINANCIAL NETWORK · West Des Moines, IA
PRINCIPAL SECURITIES, INC. · WEST DES MOINES, IA
FOSTER GROUP, INC. · WEST DES MOINES, IA
KSA PARTNERS, LLC · WEST DES MOINES, IA
LPL FINANCIAL LLC · WEST DES MOINES, IA
ARETE WEALTH ADVISORS, LLC · WEST DES MOINES, IA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WEST DES MOINES, IA

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