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Sergio Ortiz Villalobos

Wells Fargo Clearing Services, LLC

Houston, TX

Houston, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-11
  • TX RA
    APPROVED
    Since 2025-06-11

Branch Locations

1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States

2714 Smith St, Houston, TX 77006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Houston TX 02/2025 Present
Wells Fargo Bank, Na Houston TX 03/2023 Present
Ace Flowers Houston TX 11/2019 03/2023
Chase Houston TX 03/2017 11/2019
Ruth Chris Steakhouse Houston TX 11/2014 03/2017
  • 02/2025 → Present
    Wells Fargo Clearing Services, Llc
    Houston, TX
  • 03/2023 → Present
    Wells Fargo Bank, Na
    Houston, TX
  • 11/2019 → 03/2023
    Ace Flowers
    Houston, TX
  • 03/2017 → 11/2019
    Chase
    Houston, TX
  • 11/2014 → 03/2017
    Ruth Chris Steakhouse
    Houston, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-06-11
S63 Uniform Securities Agent State Law Examination 2025-05-16
  • S65 Uniform Investment Adviser Law Examination
    2025-06-11
  • S63 Uniform Securities Agent State Law Examination
    2025-05-16
Other Names
  • Sergio Ortiz

View on SEC IAPD

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