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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-05-30 |
| TX | RA | APPROVED | 2025-05-30 |
Branch Locations
6701 Westown Pkwy Ste 200, West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Financial Group | Des Moines | IA | 05/2014 | 02/2025 |
| Principal Life Insurance Company | Des Moines | IA | 02/2025 | Present |
| Principal Securities, Inc. | Des Moines | IA | 02/2025 | Present |
**UNICO CONSULTING, LLC POSITION: Principal NATURE: Owner/LLC INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 04/30/2021 ADDRESS: 2501 SE 17th St, Des Moines, IA 50320 DESCRIPTION: Founder & Principal Consultant of Unico Consulting, LLC. Unico Consulting is a small business consulting firm specializing in business strategy consulting. The consulting business is currently in development. Thus, there are no revenues and/or economic activity at the moment. In the future, as the business becomes profitable, compensation may be received accordingly. **ASSOCIATION OF LATINO PROFESSIONALS OF AMERICA - DES MOINES CHAPTER POSITION: President NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2023 ADDRESS: 2501 SE 17th St, Des Moines, IA 50320 DESCRIPTION: ALPFA is a national nonprofit organization created in 1972. ALPFA supports over 100,000 Latino students, professionals, and entrepreneurs through more than 45 professional chapters and 160 student chapters at major colleges and universities nationwide. **JUNIOR ACHIEVEMENT OF CENTRAL IOWA POSITION: Board Director NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2023 ADDRESS: 6100 Grand Ave, Des Moines, IA 50312 DESCRIPTION: Junior Achievement of Central Iowa (JA of Central Iowa) is a nonprofit organization dedicated to inspiring and preparing young people for success in a global economy. Serving 52 of Iowa's 99 counties, JA offers both in-classroom programs and experiential onsite initiatives like JA BizTown and JA Finance Park. These programs provide students with practical experiences in financial literacy, entrepreneurship, and career readiness, enabling them to make informed decisions in simulated real-world environments. **ESENCIA CONSTRUCTION, LLC POSITION: Owner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 06/02/2025 ADDRESS: 2501 SE 17th St, Des Moines IA 50320, United States DESCRIPTION: Founder & Owner of Esencia Construction, LLC. Esencia Construction is a single-member general contracting business currently in development. The company plans to offer a range of construction-related services. At this time, there are no employees, revenue, or economic activity. Compensation may be received in the future as the business develops and generates revenue. **FIXED INSURANCE POSITION: Registered Representative NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 32 SECURITIES TRADING HOURS: 24 START DATE: 09/05/2025 ADDRESS: 6701 Westown Parkway, Suite 200, West Des Moines IA 50266, United States DESCRIPTION: Fixed Insurance: Life, Disability, Annuities, Long-Term Care, Health, Medicare Supplements, Group Benefits.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-05-29 |
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