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6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-10-30 |
Branch Locations
6267 Carpinteria Avenue, Carpinteria, CA 93010 • United States
2607 N Grandview Blvd., #131, Waukesha, WI 53188 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Planmember Securities Corporation | Carpinteria | CA | 02/2025 | 10/2025 |
| Unemployed | Waukesha | WI | 07/2024 | 02/2025 |
| Novus Home Mortgage | Brookfield | WI | 06/2020 | 07/2024 |
| Citizens Bank - Wi | Mukwonago | WI | 07/2019 | 06/2020 |
| University Of Wi - La Crosse - Dept. Of Philosophy | La Crosse | WI | 09/2018 | 05/2019 |
| Three Rivers Lodge | La Crosse | WI | 11/2016 | 05/2019 |
| University Of Wi - La Crosse - Dept. Of Theater Arts | La Crosse | WI | 09/2015 | 05/2017 |
| Planmember Securities Corporation | Carpinteria | CA | 10/2025 | Present |
| Northbound Financial Services | Waukesha | WI | 10/2025 | Present |
1)Northbound Financial Services - 2607 N Grandview Blvd., #131, Waukesha WI 53188 ; Investment related; Generating new securities & advisory business & servicing existing client accounts; Financial Advisor; Start date 10/2025; 160 hrs/mnth & during trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-11-13 |
| S65 | Uniform Investment Adviser Law Examination | 2025-09-08 |
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