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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-07
AL RA APPROVED 2025-06-27
  • TX RA
    APPROVED
    Since 2025-07-07
  • AL RA
    APPROVED
    Since 2025-06-27

Branch Locations

100 Towncenter Blvd Ste 202, Tuscaloosa, AL 35406 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Simpleship Holdings, Llc Birmingham AL 10/2016 03/2025
State Traditions, Llc Birmingham AL 08/2012 10/2016
Thornhill Capital Management Tuscaloosa AL 03/2025 Present
Raymond James Financial Services, Inc. Tuscaloosa AL 03/2025 Present
Raymond James Financial Services Advisors, Inc Tuscaloosa AL 06/2025 Present
  • 10/2016 → 03/2025
    Simpleship Holdings, Llc
    Birmingham, AL
  • 08/2012 → 10/2016
    State Traditions, Llc
    Birmingham, AL
  • 03/2025 → Present
    Thornhill Capital Management
    Tuscaloosa, AL
  • 03/2025 → Present
    Raymond James Financial Services, Inc.
    Tuscaloosa, AL
  • 06/2025 → Present
    Tuscaloosa, AL
Other Businesses

Thornhill Capital Management Not investment-related Tuscaloosa, AL DBA/Support Company Advisor 03/2025 0 hours per month 0 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-18
  • S66 Uniform Combined State Law Examination
    2025-06-18

View on SEC IAPD

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