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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2025-10-10
  • MS RA
    APPROVED
    Since 2025-10-10

Branch Locations

732 Howard Ave, Biloxi, MS 39530 • United States

402 Russell St Ste C, Starkville, MS 39759 • United States

5010 Hardy St, Hattiesburg, MS 39402 • United States

813 Shades Creek Pkwy Ste 100, Birmingham, AL 35209 • United States

8001 Liberty Pkwy, Birmingham, AL 35242 • United States

12036 Us 49, Gulfport, MS 39503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Flowood MS 02/2025 Present
Community Bank Of Mississippi Flowood MS 11/2016 Present
Hancock Whitney Gulfport MS 01/2011 11/2016
  • 02/2025 → Present
    Lpl Financial
    Flowood, MS
  • 11/2016 → Present
    Community Bank Of Mississippi
    Flowood, MS
  • 01/2011 → 11/2016
    Hancock Whitney
    Gulfport, MS
Other Businesses

1 - 01/2025 - Community Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related - At reported business location(s). 2 - 01/2025 - Community Wealth Management - Financial Institution Duty - Inv Related - 174 Hours/Month - 8 Hour During Trading - MS 39530 - OBA Start Date: 01/24/2025.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-02
  • S66 Uniform Combined State Law Examination
    2025-10-02

View on SEC IAPD

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