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Derek Alexander Fung

Florida Financial Advisors, LLC

Houston, TX

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Current Employers
Florida Financial Advisors, Llc

6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-03-17
TX RA APPROVED 2026-03-09
  • FL RA
    APPROVED
    Since 2026-03-17
  • TX RA
    APPROVED
    Since 2026-03-09

Branch Locations

3600 S Gessner Road Suite 230, Houston, TX 77063 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Florida Financial Advisors Dba Texas Financial Advisors? Houston TX 02/2026 Present
Northwestern Mutual College Station TX 05/2025 11/2025
Salt Grass Steakhouse College Station TX 06/2023 01/2024
Vector Marketing College Station TX 07/2022 09/2022
Unemployed College Station TX 09/2022 06/2023
Unemployed College Station TX 01/2024 05/2025
Unemployed Sugar Land TX 01/2016 07/2022
  • 02/2026 → Present
    Florida Financial Advisors Dba Texas Financial Advisors?
    Houston, TX
  • 05/2025 → 11/2025
    Northwestern Mutual
    College Station, TX
  • 06/2023 → 01/2024
    Salt Grass Steakhouse
    College Station, TX
  • 07/2022 → 09/2022
    Vector Marketing
    College Station, TX
  • 09/2022 → 06/2023
    Unemployed
    College Station, TX
  • 01/2024 → 05/2025
    Unemployed
    College Station, TX
  • 01/2016 → 07/2022
    Unemployed
    Sugar Land, TX
Other Businesses

Florida Financial Advisors (DBA Texas Financial Advisors). Investment Related. 3600 S Gessner Road, Suite 230, Houston, TX 77063. Nature of Business: RIA. Position: Financial Consultant. Start Date: 02/2026. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities. Florida Financial Insurance, LLC (DBA Texas Financial Advisors). Investment-Related. 3600 S Gessner Road, Suite 230, Houston, TX 77063. Nature of Business: Insurance. Position: Independent Contractor. 02/2026. 10 hours per month during trading hours (approx.). Insurance producer involved in consumer sales

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-01-28
  • S65 Uniform Investment Adviser Law Examination
    2026-01-28

View on SEC IAPD

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