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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-02-09 |
Branch Locations
802 N Carancahua St, Ste 220, Corpus Christi, TX 78401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Spotlight Financial | Corpus Christi | TX | 02/2025 | 06/2025 |
| Costco Wholesale | Tempe | AZ | 08/2023 | 12/2024 |
| Johnson Consulting Group | Scottsdale | AZ | 06/2019 | 06/2023 |
| Glendale Community College | Glendale | AZ | 11/2018 | 05/2019 |
| Glendale Community College | Glendale | AZ | 02/2016 | 10/2018 |
| Arizona State University | Tempe | AZ | 08/2014 | 05/2018 |
| Lpl Financial | Corpus Christi | TX | 06/2025 | Present |
| Unemployed | Tempe | AZ | 12/2024 | 02/2025 |
1. 01/2026 - Spotlight Financial - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hrs/Mth - 120 Hrs During Trading - At Reported Business Location(s) - OBA Start Date: 01/28/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-02-07 |
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