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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-12-19
  • TN RA
    APPROVED
    Since 2025-12-19

Branch Locations

8596 Farmington Blvd. Ste 1, Germantown, TN 38139 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Easley Baseball Club Germantown TN 08/2024 Present
St. George's Independent School Collierville TN 09/2024 Present
Full-Time Education Collierville TN 08/2014 05/2024
Modern Woodmen Of America Rock Island IL 10/2024 09/2025
Mwa Financial Services Inc. Rock Island IL 01/2025 09/2025
Lpl Financial Llc Germantown TX 09/2025 Present
  • 08/2024 → Present
    Easley Baseball Club
    Germantown, TN
  • 09/2024 → Present
    St. George's Independent School
    Collierville, TN
  • 08/2014 → 05/2024
    Full-Time Education
    Collierville, TN
  • 10/2024 → 09/2025
    Modern Woodmen Of America
    Rock Island, IL
  • 01/2025 → 09/2025
    Mwa Financial Services Inc.
    Rock Island, IL
  • 09/2025 → Present
    Germantown, TX
Other Businesses

1) 09/2025 - Easley Baseball Club / Coach/Sports/Fitness / Baseball Coach / Non In Related / Germantown, TN 38138 / Start date 07/15/2024 - 8 hrs per month - 1 % time spent 2) 09/2025 - St. George's Independent School / Coach/Sports/Fitness / Baseball Coach / Non In Related / Collierville, TN 38017 / Start date 08/15/2025 - 20 hrs per month - 5 % time spent 3) 09/2025 - Insurance Sales / Non-Variable Insurance / Inv Related / Collierville, TN 38017 / Start date 01/15/2025 - 160 hrs per month - 100 % time spent 4) 09/2025 - Ellis Retirement Services / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s) 160 hrs per month - 100 % time spent

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-12-18
S63 Uniform Securities Agent State Law Examination 2025-06-02
  • S65 Uniform Investment Adviser Law Examination
    2025-12-18
  • S63 Uniform Securities Agent State Law Examination
    2025-06-02
Other Names
  • Riley Davis
  • John Riley Davis

View on SEC IAPD

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