Best Investors
Account
Sign in
Best Investors
Account
Sign in
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2020-01-16 |
| TX | RA | APPROVED | 2020-01-16 |
Branch Locations
3110 Edwards Mill Rd Ste 205, Raleigh, NC 27612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Raleigh | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Raleigh | NC | 11/2016 | 01/2020 |
| Wells Fargo Advisors Financial Network, Llc | Raleigh | NC | 01/2020 | Present |
MIFFLIN CAPITAL S CORP, INV RELATED, RALEIGH, NC, 40% OWNERSHIP, START 1/17/2020, 160 HOURS PER MONTH, 8 HOURS DURING TRADING, FINET PRACTICE.; TRUSTEE FOR MIFFLIN CAPITAL INC 401K, INV RELATED, CLAYTON, NC, START: 5/28/2020, 1 HR/MONTH, 1 HR DURING TRADING, FINET PRACTICE 401K. TRUSTEE FOR MIFFLIN CAPITAL INC I401K FBO SELF, INV RELATED, CLAYTON, NC, START: 6/2020, 1 HR/MONTH, 1 HR DURING TRADING, FINET PRACTICE 401K. TRUSTEE FOR MIFFLIN CAPITAL INC I401K FBO BUSINESS PARTNER, INV RELATED, CLAYTON, NC, START: 6/2020, 1 HR/MONTH, 1 HR DURING TRADING, FINET PRACTICE 401K. FIRST FLIGHT FINANCIAL ADVISORS, LLC, INVT RELATED, RALEIGH, NC, START DATE 1/1/2018, 1 HR PER MONTH, 0 HRS DURING TRADING, PASS THROUGH FOR FINET EXPENSES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-09-26 |
Reach out to this advisor