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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-02-04
TX RA APPROVED 2026-02-03
NY RA APPROVED 2026-01-12
  • NJ RA
    APPROVED
    Since 2026-02-04
  • TX RA
    APPROVED
    Since 2026-02-03
  • NY RA
    APPROVED
    Since 2026-01-12

Branch Locations

277 Park Ave., Fl 36, New York, NY 10172 • United States

60 East 42Nd St, New York, NY 10165 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 01/2026 Present
Jpmorgan Chase Bank, N.A. New York NY 01/2026 Present
Oppenheimer And Co Jericho NY 02/2025 12/2025
Unemployed Roslyn Heights NY 12/2024 01/2025
Uniqlo New York City NY 08/2024 11/2024
Unemployed Roslyn Heights NY 06/2024 07/2024
The College Of New Jersey Ewing NJ 08/2020 05/2024
Unemployed Roslyn Heights NY 01/2016 07/2020
  • 01/2026 → Present
    New York, NY
  • 01/2026 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 02/2025 → 12/2025
    Oppenheimer And Co
    Jericho, NY
  • 12/2024 → 01/2025
    Unemployed
    Roslyn Heights, NY
  • 08/2024 → 11/2024
    Uniqlo
    New York City, NY
  • 06/2024 → 07/2024
    Unemployed
    Roslyn Heights, NY
  • 08/2020 → 05/2024
    The College Of New Jersey
    Ewing, NJ
  • 01/2016 → 07/2020
    Unemployed
    Roslyn Heights, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-28
  • S66 Uniform Combined State Law Examination
    2025-10-28
Other Names
  • Adrian K Tsui

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