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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2025-11-14
  • DE RA
    APPROVED
    Since 2025-11-14

Branch Locations

200 Continental Dr Ste 200, Newark, DE 19713-4303 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cab Calloway School Of The Arts Wilmington DE 08/2009 07/2021
St. Georges Technical High School Middletown DE 07/2021 01/2025
Cetera Wealth Services, Llc El Segundo CA 01/2025 11/2025
Cetera Investment Advisers Llc Schaumburg IL 02/2025 11/2025
Ameriprise Financial Services Llc Wilmington DE 11/2025 Present
  • 08/2009 → 07/2021
    Cab Calloway School Of The Arts
    Wilmington, DE
  • 07/2021 → 01/2025
    St. Georges Technical High School
    Middletown, DE
  • 01/2025 → 11/2025
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 02/2025 → 11/2025
    Schaumburg, IL
  • 11/2025 → Present
    Wilmington, DE
Previous Registrations
Other Businesses

Outside Employment; Point to Point Wealth Planning; Associate Financial Advisor; Manage advisory business; 200 Continental Dr., , Newark, DE, 19713; Investment-Related; 11/14/2025; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-18
  • S66 Uniform Combined State Law Examination
    2025-01-18
Other Names
  • Chris Clarke

View on SEC IAPD

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