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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2018-10-25
  • IL RA
    APPROVED
    Since 2018-10-25

Branch Locations

413 E Terra Cotta Ave, Crystal Lake, IL 60014 • United States

Huntley, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisor Networks Llc El Segundo CA 01/2013 10/2018
Lpl Financial, Llc Crystal Lake IL 10/2018 Present
  • 01/2013 → 10/2018
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 10/2018 → Present
    Crystal Lake, IL
Previous Registrations
  • 2010-10-06 → 2018-10-23
    Cetera Wealth Services, Llc
    Crystal Lake, IL
  • 2010-05-28 → 2010-10-06
    Investment Advisors International, Inc.
    Hoffman Estates, IL
  • 2005-09-21 → 2007-03-01
    Chicago, IL
    Rosemont, IL
Other Businesses

1. 02/01/2013 - EXEMPLAR ACCOUNTING AND TAX, INC/ TAX PREP, ACCOUNTING, CPA/ INVESTMENT RELATED / 0%/ CRYSTAL LAKE, IL 2. 10/04/2010 - EXEMPLAR FINANCIAL NETWORKY/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED / 0%/ CRYSTAL LAKE, IL 3. 02/01/2013 - MARK LECHOWICZ/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED/ 10%/ CRYSTAL LAKE, IL 4. 10/19/2018 - McHenry County College - Not Investment Related - 8900 US-14, Crystal Lake, IL 60012 - Other-Teaching - Teacher - Start Date: 2014. 5. 06/23/2022 - No Business Name - Investment Related - Genoa City WI 53128 - Real Estate Rental - Start Date - 01/01/2022 - 1 Hours Per Month/ 0 Hours During Securities Trading. 6. 12/09/2025 - Lechowicz Capital Management - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 12/16/2024 - 160 hours per month/ 6 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-20
  • S66 Uniform Combined State Law Examination
    2005-09-20
Other Names
  • Mark D Lechowicz

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