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Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-09-07
NY RA APPROVED 2023-09-07
  • NJ RA
    APPROVED
    Since 2023-09-07
  • NY RA
    APPROVED
    Since 2023-09-07

Branch Locations

1290 Avenue Of The Americas, New York, NY 10104 • United States

Fair Lawn, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman Llc New York NY 03/2010 Present
  • 03/2010 → Present
    Neuberger Berman Llc
    New York, NY
Other Businesses

Board Member on the Board of Trustees of the Radburn Association beginning 01/01/2026. In this role, I attend monthly board meetings and serve on the finance committee. I expect to devote approximately 4 hours per month to this activity after business hours and 0 hours per month during business hours. I do not receive compensation for this role. My only interest in the organization is that I am a homeowner in the community. This activity is not securities-related and does not present any conflict of interest with my responsibilities.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-06
  • S66 Uniform Combined State Law Examination
    2023-09-06
Other Names
  • Arlene Brogan-Wiznitzer
  • Arlene Brogan
  • Arlene C Brogan

View on SEC IAPD

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