Best Investors Account Sign in
Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-11-24
  • CA RA
    APPROVED
    Since 2025-11-24

Branch Locations

10100 Trinity Parkway Suite 320, Stockton, CA 95219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Stockton CA 01/2025 Present
Heritage High School Brentwood CA 01/2016 06/2020
University Of The Pacific Stockton CA 08/2020 05/2023
East Carolina University Greenville NC 08/2023 05/2024
University Of The Pacific Stockton CA 08/2024 05/2025
N/A Antioch CA 01/2015 01/2025
  • 01/2025 → Present
    Stifel
    Stockton, CA
  • 01/2016 → 06/2020
    Heritage High School
    Brentwood, CA
  • 08/2020 → 05/2023
    University Of The Pacific
    Stockton, CA
  • 08/2023 → 05/2024
    East Carolina University
    Greenville, NC
  • 08/2024 → 05/2025
    University Of The Pacific
    Stockton, CA
  • 01/2015 → 01/2025
    N/A
    Antioch, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-21
  • S66 Uniform Combined State Law Examination
    2025-11-21

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Stockton, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor