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Carolyn Landis Briganti

J.P. Morgan Securities LLC

New York, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-02-20
TX RA APPROVED 2024-02-20
  • NY RA
    APPROVED
    Since 2024-02-20
  • TX RA
    APPROVED
    Since 2024-02-20

Branch Locations

270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. New York NY 09/2010 Present
J.P. Morgan Securities Llc New York NY 09/2010 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-16
S63 Uniform Securities Agent State Law Examination 2011-05-24
  • S65 Uniform Investment Adviser Law Examination
    2024-02-16
  • S63 Uniform Securities Agent State Law Examination
    2011-05-24
Other Names
  • Carolyn Laura Landis
  • Carolyn Landis Briganti
  • Carolyn Landis

View on SEC IAPD

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