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1 Firstcomm Plaza, Fort Worth, TX 76109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-16 |
Branch Locations
2650 Camino Del Rio North Suite 210, San Diego, CA 92108 • United States
1 Firstcomm Plaza, Fort Worth, TX 76109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Command Brokerage Services, Inc | Fort Worth | TX | 01/2025 | 01/2026 |
| Up2You Cafe | San Diego | CA | 10/2024 | 01/2025 |
| Study Abroad | Yokohama | 04/2024 | 10/2024 | |
| San Diego State University | San Diego | CA | 07/2020 | 10/2024 |
| Wei Wei Express | San Diego | CA | 08/2020 | 06/2023 |
| University City High School | San Diego | CA | 07/2016 | 05/2020 |
| First Command Brokerage Services, Inc. | Fort Worth | TX | 01/2026 | Present |
| First Command Advisory Services, Inc. | Fort Worth | TX | 01/2026 | Present |
| First Command Insurance Services, Inc. | Fort Worth | TX | 01/2026 | Present |
Name of the other business: Legendary Lion Dance Non Profit Whether the business is investment-related: No Address of the other business: 5465 Streamview Dr San Diego, CA 92105 Nature of the other business: Community Activity Your position, title, or relationship with the other business: Chief Financial Officer The start date of your relationship: Oct 07, 2024 The approximate number of hours/month you devote to the other business: 11 to 20 The number of hours you devote to the other business during securities trading hours: 1 to 5 Briefly describe your duties relating to the other business: Receiving payments of performances and and approval of payments towards team expenses. Responsible for filing annual taxes for the non-profit and tracking expenses. Other duties include partial leadership responsibilities of the team.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-01-14 |
| S63 | Uniform Securities Agent State Law Examination | 2025-10-29 |
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