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Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-16
  • CA RA
    APPROVED
    Since 2026-01-16

Branch Locations

2650 Camino Del Rio North Suite 210, San Diego, CA 92108 • United States

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Brokerage Services, Inc Fort Worth TX 01/2025 01/2026
Up2You Cafe San Diego CA 10/2024 01/2025
Study Abroad Yokohama 04/2024 10/2024
San Diego State University San Diego CA 07/2020 10/2024
Wei Wei Express San Diego CA 08/2020 06/2023
University City High School San Diego CA 07/2016 05/2020
First Command Brokerage Services, Inc. Fort Worth TX 01/2026 Present
First Command Advisory Services, Inc. Fort Worth TX 01/2026 Present
First Command Insurance Services, Inc. Fort Worth TX 01/2026 Present
  • 01/2025 → 01/2026
    First Command Brokerage Services, Inc
    Fort Worth, TX
  • 10/2024 → 01/2025
    Up2You Cafe
    San Diego, CA
  • 04/2024 → 10/2024
    Study Abroad
    Yokohama
  • 07/2020 → 10/2024
    San Diego State University
    San Diego, CA
  • 08/2020 → 06/2023
    Wei Wei Express
    San Diego, CA
  • 07/2016 → 05/2020
    University City High School
    San Diego, CA
  • 01/2026 → Present
    First Command Brokerage Services, Inc.
    Fort Worth, TX
  • 01/2026 → Present
    First Command Advisory Services, Inc.
    Fort Worth, TX
  • 01/2026 → Present
    First Command Insurance Services, Inc.
    Fort Worth, TX
Other Businesses

Name of the other business: Legendary Lion Dance Non Profit Whether the business is investment-related: No Address of the other business: 5465 Streamview Dr San Diego, CA 92105 Nature of the other business: Community Activity Your position, title, or relationship with the other business: Chief Financial Officer The start date of your relationship: Oct 07, 2024 The approximate number of hours/month you devote to the other business: 11 to 20 The number of hours you devote to the other business during securities trading hours: 1 to 5 Briefly describe your duties relating to the other business: Receiving payments of performances and and approval of payments towards team expenses. Responsible for filing annual taxes for the non-profit and tracking expenses. Other duties include partial leadership responsibilities of the team.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-01-14
S63 Uniform Securities Agent State Law Examination 2025-10-29
  • S65 Uniform Investment Adviser Law Examination
    2026-01-14
  • S63 Uniform Securities Agent State Law Examination
    2025-10-29
Other Names
  • Mark Nguyen

View on SEC IAPD

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