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Elliot Alexander Garcia

Cetera Investment Advisers LLC

East Hartford, CT

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-07-16
  • CT RA
    APPROVED
    Since 2025-07-16

Branch Locations

101 East River Drive 4Th Floor, East Hartford, CT 06108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services Llc Saint Cloud MN 01/2025 Present
Full Time Education Bristol CT 03/2015 06/2017
Lake Compounce Bristol CT 06/2016 08/2018
Full Time Education- Fairfield University Fairfield CT 09/2017 06/2021
Hospital For Special Care New Britain CT 06/2018 04/2021
Unemployed New Britain CT 05/2021 08/2021
Yale New Haven Hospital New Haven CT 08/2021 08/2024
Trusted Health Hartford CT 03/2024 06/2024
Aya Healthcare Hartford CT 06/2024 11/2024
Hartford Hospital Hartford CT 12/2024 Present
Cetera Investment Advisers Llc Hartford CT 07/2025 Present
  • 01/2025 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 03/2015 → 06/2017
    Full Time Education
    Bristol, CT
  • 06/2016 → 08/2018
    Lake Compounce
    Bristol, CT
  • 09/2017 → 06/2021
    Full Time Education- Fairfield University
    Fairfield, CT
  • 06/2018 → 04/2021
    Hospital For Special Care
    New Britain, CT
  • 05/2021 → 08/2021
    Unemployed
    New Britain, CT
  • 08/2021 → 08/2024
    Yale New Haven Hospital
    New Haven, CT
  • 03/2024 → 06/2024
    Trusted Health
    Hartford, CT
  • 06/2024 → 11/2024
    Aya Healthcare
    Hartford, CT
  • 12/2024 → Present
    Hartford Hospital
    Hartford, CT
  • 07/2025 → Present
    Cetera Investment Advisers Llc
    Hartford, CT
Other Businesses

RENTAL INCOME, 2-4/HRS/WK; REGISTERED NURSE AT HARTFORD HOSPITAL, 12-16/HRS/WK

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-12
  • S66 Uniform Combined State Law Examination
    2025-07-12
Other Names
  • Elliot Garcia

View on SEC IAPD

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OSAIC WEALTH, INC. · EAST HARTFORD, CT
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AMERIPRISE FINANCIAL SERVICES, LLC · East Hartford, CT
AMERIPRISE FINANCIAL SERVICES, LLC · EAST HARTFORD, CT
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