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Current Employers
Credit Union Investment Services

801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-11-20
  • NC RA
    APPROVED
    Since 2025-11-20

Branch Locations

2875 16Th Street Ne, Hickory, NC 28601 • United States

Hudson, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Citizens Investor Services Raleigh NC 01/2025 08/2025
Fairvalue Grocery Store Granite Falls NC 07/2019 11/2019
Lake Hickory Marina Hickory NC 03/2021 08/2024
State Employees' Credit Union Granite Falls NC 05/2023 08/2023
First Citizens Bank Lenoir NC 05/2024 08/2024
University Of North Carolina At Charlotte Charlotte NC 08/2021 12/2024
South Caldwell High School Hudson NC 08/2017 05/2021
Hudson Middle School Hudson NC 08/2014 05/2017
First Citizens Bank Raleigh NC 01/2025 08/2025
State Employees' Credit Union Hickory NC 09/2025 Present
Secu Brokerage Services Raleigh NC 09/2025 Present
Credit Union Investment Services Raleigh NC 09/2025 Present
Secu Life Insurance Company Raleigh NC 09/2025 Present
  • 01/2025 → 08/2025
    First Citizens Investor Services
    Raleigh, NC
  • 07/2019 → 11/2019
    Fairvalue Grocery Store
    Granite Falls, NC
  • 03/2021 → 08/2024
    Lake Hickory Marina
    Hickory, NC
  • 05/2023 → 08/2023
    State Employees' Credit Union
    Granite Falls, NC
  • 05/2024 → 08/2024
    First Citizens Bank
    Lenoir, NC
  • 08/2021 → 12/2024
    University Of North Carolina At Charlotte
    Charlotte, NC
  • 08/2017 → 05/2021
    South Caldwell High School
    Hudson, NC
  • 08/2014 → 05/2017
    Hudson Middle School
    Hudson, NC
  • 01/2025 → 08/2025
    First Citizens Bank
    Raleigh, NC
  • 09/2025 → Present
    State Employees' Credit Union
    Hickory, NC
  • 09/2025 → Present
    Secu Brokerage Services
    Raleigh, NC
  • 09/2025 → Present
    Raleigh, NC
  • 09/2025 → Present
    Secu Life Insurance Company
    Raleigh, NC
Other Businesses

State Employees' Credit Union. Investment related business. Nature: financial services. OSJ office address: Raleigh, NC. Title: Financial Advisory Services Specialist. Start date: 09/2025. Duties: provide financial services to eligible members and provide opportunities for members to improve their economic and social condition. SECU Life Insurance Company. Investment related business. Address: Raleigh, NC. Nature: life insurance. Title: Agent. Start date: 09/2025. Duties and time (some during securities trading hours) as required in conjunction with position at State Employees' Credit Union.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-11-20
S63 Uniform Securities Agent State Law Examination 2025-02-27
  • S65 Uniform Investment Adviser Law Examination
    2025-11-20
  • S63 Uniform Securities Agent State Law Examination
    2025-02-27

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