Best Investors
Account
Sign in
801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-11-20 |
Branch Locations
2875 16Th Street Ne, Hickory, NC 28601 • United States
Hudson, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Citizens Investor Services | Raleigh | NC | 01/2025 | 08/2025 |
| Fairvalue Grocery Store | Granite Falls | NC | 07/2019 | 11/2019 |
| Lake Hickory Marina | Hickory | NC | 03/2021 | 08/2024 |
| State Employees' Credit Union | Granite Falls | NC | 05/2023 | 08/2023 |
| First Citizens Bank | Lenoir | NC | 05/2024 | 08/2024 |
| University Of North Carolina At Charlotte | Charlotte | NC | 08/2021 | 12/2024 |
| South Caldwell High School | Hudson | NC | 08/2017 | 05/2021 |
| Hudson Middle School | Hudson | NC | 08/2014 | 05/2017 |
| First Citizens Bank | Raleigh | NC | 01/2025 | 08/2025 |
| State Employees' Credit Union | Hickory | NC | 09/2025 | Present |
| Secu Brokerage Services | Raleigh | NC | 09/2025 | Present |
| Credit Union Investment Services | Raleigh | NC | 09/2025 | Present |
| Secu Life Insurance Company | Raleigh | NC | 09/2025 | Present |
State Employees' Credit Union. Investment related business. Nature: financial services. OSJ office address: Raleigh, NC. Title: Financial Advisory Services Specialist. Start date: 09/2025. Duties: provide financial services to eligible members and provide opportunities for members to improve their economic and social condition. SECU Life Insurance Company. Investment related business. Address: Raleigh, NC. Nature: life insurance. Title: Agent. Start date: 09/2025. Duties and time (some during securities trading hours) as required in conjunction with position at State Employees' Credit Union.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-11-20 |
| S63 | Uniform Securities Agent State Law Examination | 2025-02-27 |
Reach out to this advisor