Stephanie Mclellan Bass

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2014 → 11/2016
  Wells Fargo Advisors, Llc
  Raleigh, NC
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Raleigh, NC

Previous Registrations

• 2009-10-23 → 2014-04-28
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Raleigh, NC
  Raleigh, NC
  Raleigh, NC
• 2003-08-11 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Raleigh, NC
  Raleigh, NC
• 2002-06-25 → 2003-07-15
  Bb&T Investment Services, Inc.
  Charlotte, NC

Other Businesses

NC SYMPHONY; INV RELATED; RALEIGH, NC; INVESTMENT COMMITTEE MEMBER; START DATE 5/1/2024; .5 HOUR PER MONTH; 0 DURING TRADING; REVIEW INVESTMENT POLICIES, REVIEW PORTFOLIO REPORTS, DECIDE IF FUNDS SHOULD BE WITHDRAWN FROM ENDOWMENT TO FUND PROGRAMMING, PROVIDE QUARTERLY REPORTS TO FOUNDATION BOARD AND FINANCE COMMITTEE FOR SOCIEITY AND ENDOWMENT FUNDS, AND EVALUATE COMMITTEE'S WORK ANNUALLY. | DRESS FOR SUCCESS OF THE TRIANGLE; NOT INV RELATED; TREASURER; 04/2025; 2 HOURS PER MONTH; 2 HOURS DURING TRADING HOURS | DRESS FOR SUCCESS OF THE TRIANGLE; NOT INV RELATED; FINANCE COMMITEE MEMBER; 11/03/2023; 1 HOUR PER MONTH; 1 HOUR DURING TRADING HOURS

Exams

• S66 Uniform Combined State Law Examination
  2002-06-24
• S65 Uniform Investment Adviser Law Examination
  1999-04-30
• S63 Uniform Securities Agent State Law Examination
  1998-12-17

Designations

• Certified Financial Planner

Other Names

• Steph Mclellan
• Stephanie Ann Mclellan