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1607 W. 18Th Street, Spencer, IA 51301 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-09-20 |
Branch Locations
5700 University Avenue Suite 100, West Des Moines, IA 50266 • United States
1607 W. 18Th Street, Spencer, IA 51301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwest Wealth Management, Llc | Spencer | IA | 09/2025 | Present |
| Northwest Bank | West Des Moines | IA | 03/2025 | Present |
| Jpmm, Llc | Runnells | IA | 05/2010 | Present |
| Heartland Bank & Trust | Waterloo | IA | 07/2022 | 08/2024 |
| Prestige Quality Dry Cleaning | Waterloo | IA | 01/1997 | 01/2019 |
| Lonseal, Inc. | Carson | CA | 07/2014 | 04/2022 |
| Parterre | Boston | MA | 07/2014 | 04/2022 |
1). JPMM, LLC 8872 SE Vandalia Drive, Runnells, IA 50237 | Residential Rental, Single Family Homes | Non-Investment Related | May 2010 to Present | Devotes 10-15 hours per month, 0 of which are during securities trading hours. 2). Northwest Bank West Des Moines, IA | Non-Investment Related | Private Banker | March 2025 to Present | Devotes approximately 180 hours per month, the majority of which are during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-09-19 |
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