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Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2026-08-03
MA RA APPROVED 2026-01-27
IL RA APPROVED 2026-01-21
CT RA APPROVED 2025-11-19
NJ RA APPROVED 2025-11-05
FL RA APPROVED 2025-11-03
CA RA APPROVED 2025-10-30
CO RA APPROVED 2025-10-30
MO RA APPROVED 2025-10-30
NY RA APPROVED 2025-10-30
PA RA APPROVED 2025-10-30
TX RA APPROVED 2025-10-30
VA RA APPROVED 2025-10-30
  • WA RA
    APPROVED
    Since 2026-08-03
  • MA RA
    APPROVED
    Since 2026-01-27
  • IL RA
    APPROVED
    Since 2026-01-21
  • CT RA
    APPROVED
    Since 2025-11-19
  • NJ RA
    APPROVED
    Since 2025-11-05
  • FL RA
    APPROVED
    Since 2025-11-03
  • CA RA
    APPROVED
    Since 2025-10-30
  • CO RA
    APPROVED
    Since 2025-10-30
  • MO RA
    APPROVED
    Since 2025-10-30
  • NY RA
    APPROVED
    Since 2025-10-30
  • PA RA
    APPROVED
    Since 2025-10-30
  • TX RA
    APPROVED
    Since 2025-10-30
  • VA RA
    APPROVED
    Since 2025-10-30

Branch Locations

437 Madison Avenue 29Th Floor, New York, NY 10022 • United States

Brooklyn, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Guardian Life Insurance Company New York NY 01/2025 04/2025
Self Employed New York NY 10/2019 12/2024
Huge Inc. New York NY 04/2018 09/2019
Self Employed New York NY 01/2018 04/2018
Arnold Worldwide New York NY 06/2016 12/2017
Guardian Life Insurance Company New York NY 04/2025 Present
Park Avenue Securities New York NY 08/2025 Present
Guardian Life Insurance Company Los Angeles CA 04/2025 03/2026
Park Avenue Securities Los Angeles CA 08/2025 03/2026
Park Avenue Securities Ewing NJ 03/2026 07/2026
Guardian Life Insurance Company Ewing NJ 03/2026 07/2026
Guardian Life Insurance Company Brooklyn NY 07/2026 Present
Park Avenue Securities Brooklyn NY 07/2026 Present
  • 01/2025 → 04/2025
    The Guardian Life Insurance Company
    New York, NY
  • 10/2019 → 12/2024
    Self Employed
    New York, NY
  • 04/2018 → 09/2019
    Huge Inc.
    New York, NY
  • 01/2018 → 04/2018
    Self Employed
    New York, NY
  • 06/2016 → 12/2017
    Arnold Worldwide
    New York, NY
  • 04/2025 → Present
    Guardian Life Insurance Company
    New York, NY
  • 08/2025 → Present
    Park Avenue Securities
    New York, NY
  • 04/2025 → 03/2026
    Guardian Life Insurance Company
    Los Angeles, CA
  • 08/2025 → 03/2026
    Park Avenue Securities
    Los Angeles, CA
  • 03/2026 → 07/2026
    Park Avenue Securities
    Ewing, NJ
  • 03/2026 → 07/2026
    Guardian Life Insurance Company
    Ewing, NJ
  • 07/2026 → Present
    Guardian Life Insurance Company
    Brooklyn, NY
  • 07/2026 → Present
    Park Avenue Securities
    Brooklyn, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-24
  • S66 Uniform Combined State Law Examination
    2025-10-24

View on SEC IAPD

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