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Preston Butler

Ubs Financial Services Inc.

New York, NY

CRD 8027549

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-08-18
  • NY RA
    APPROVED
    Since 2025-08-18

Branch Locations

1285 Avenue Of The Americas 20Th Floor, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United States Military Academy West Point NY 06/2016 05/2020
United States Army Indianapolis IN 05/2020 05/2025
Ubs New York City NY 05/2025 07/2025
Ubs Financial Services Inc New York City NY 07/2025 Present
  • 06/2016 → 05/2020
    United States Military Academy
    West Point, NY
  • 05/2020 → 05/2025
    United States Army
    Indianapolis, IN
  • 05/2025 → 07/2025
    Ubs
    New York City, NY
  • 07/2025 → Present
    Ubs Financial Services Inc
    New York City, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-11
  • S66 Uniform Combined State Law Examination
    2025-01-11
Other Names
  • Preston Martin Tyrone Butler

View on SEC IAPD

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