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Lisa Deborah Simon

LPl Financial LLC

Houston, TX

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-12
  • TX RA
    APPROVED
    Since 2026-06-12

Branch Locations

11511 Katy Fwy Ste 530, Houston, TX 77079 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Houston TX 01/2025 Present
Self-Employed Houston TX 09/2024 12/2024
Lambda Center Inc Houston TX 09/2023 08/2024
Unemployed Houston TX 07/2016 08/2023
  • 01/2025 → Present
    Lpl Financial
    Houston, TX
  • 09/2024 → 12/2024
    Self-Employed
    Houston, TX
  • 09/2023 → 08/2024
    Lambda Center Inc
    Houston, TX
  • 07/2016 → 08/2023
    Unemployed
    Houston, TX
Other Businesses

1- 01/2025 / Tandem Wealth Partners / DBA for LPL Business (entity for LPL business) / Investment Related / 78 hrs mth / 78 hrs during trading / At reported business location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-12
  • S66 Uniform Combined State Law Examination
    2026-06-12
Other Names
  • Lisa Simon Nelson

View on SEC IAPD

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