Jonathan Roman

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 11/2020 → 11/2024
  Bergen Logistics
  North Bergen, NJ
• 07/2019 → 11/2020
  Bergen Logistics
  North Bergen, NJ
• 05/2019 → 07/2019
  Unemployed
  Tenafly, NJ
• 08/2015 → 05/2019
  University Of Rochester
  Rochester, NY
• 05/2018 → 08/2018
  Bergen Logistics
  North Bergen, NJ
• 05/2017 → 08/2017
  Bergen Logistics
  North Bergen, NJ
• 01/2025 → Present
  Bank Of America, N.A.
  New York, NY

Other Businesses

I*3722274 Entity Type: N/A Name of OBA: West 19th St Address: New York, New York, 10011 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 02/24/2026 Number of Hours: 1, Weekly Number of Hours during trading: 0, Weekly Duties: Decision-making and problem solving for inquiries related to the property. If elected, I would be 1 of 5 other board members and would not have any ability of acting unilaterally. Attend annual board meeting; Submit votes for board decisions related to the property and potentially pitch solutions to issues that arise with the property.

Exams

• S66 Uniform Combined State Law Examination
  2025-03-24