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Runtao Liu

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fremont, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-22
CA RA APPROVED 2025-03-21
  • TX RA
    APPROVED
    Since 2025-04-22
  • CA RA
    APPROVED
    Since 2025-03-21

Branch Locations

39300 Fremont Blvd, Fremont, CA 94538 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Jose CA 04/2019 Present
Shanghai Flavor Fremont CA 11/2017 03/2019
American Academ Of English San Francisco CA 07/2017 10/2017
My Wireless Ncc, Inc. Santa Ana CA 06/2016 06/2017
Bank Of America, N.A. San Jose CA 01/2025 Present
  • 04/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    San Jose, CA
  • 11/2017 → 03/2019
    Shanghai Flavor
    Fremont, CA
  • 07/2017 → 10/2017
    American Academ Of English
    San Francisco, CA
  • 06/2016 → 06/2017
    My Wireless Ncc, Inc.
    Santa Ana, CA
  • 01/2025 → Present
    Bank Of America, N.A.
    San Jose, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-20
  • S66 Uniform Combined State Law Examination
    2025-03-20
Other Names
  • Ron Liu

View on SEC IAPD

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Other Offices

AJAY AGRAWAL · FREMONT, CA
PARAH CAPITAL MANAGEMENT, LLC · FREMONT, CA
WELLS FARGO CLEARING SERVICES, LLC · FREMONT, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FREMONT, CA
J.P. MORGAN SECURITIES LLC · Fremont, CA
CETERA INVESTMENT ADVISERS LLC · FREMONT, CA
WELLS FARGO CLEARING SERVICES, LLC · FREMONT, CA
CITIGROUP GLOBAL MARKETS INC. · FREMONT, CA

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