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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-08-27
  • AL RA
    APPROVED
    Since 2025-08-27

Branch Locations

1 South University Blvd, Mobile, AL 36608 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services Llc Saint Cloud MN 12/2024 Present
Regions Bank Mobile AL 07/2014 Present
Cetera Investment Advisers Llc Mobile AL 09/2025 Present
  • 12/2024 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 07/2014 → Present
    Regions Bank
    Mobile, AL
  • 09/2025 → Present
    Mobile, AL
Other Businesses

1.) REGIONS BANK, PLATFORM REP, OFFER GUIDANCE AND CUSTOMER SERVICE, DEPOSIT ACCOUNTS, LOANS AND CREDIT CARD PRODUCTS. FIXED INSURANCE SALES THROUGH THE BANK.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-31
  • S66 Uniform Combined State Law Examination
    2025-03-31

View on SEC IAPD

Other Firms

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