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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-02-25 |
Branch Locations
6701 Westown Pkwy Ste 200, West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| N/A | Story City | IA | 10/2024 | 12/2024 |
| Stack Exchange, Inc | New York | NY | 04/2022 | 10/2024 |
| Dhi Group, Inc | West Des Moines | IA | 06/2010 | 03/2022 |
| Principal Life Insurance Company | West Des Moines | IA | 12/2024 | Present |
| Principal Securities, Inc. | West Des Moines | IA | 12/2024 | Present |
**FIXED INSURANCE POSITION: Registered Representative NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 35 START DATE: 03/01/2025 ADDRESS: 6701 Westown Parkway, Suite 200, West Des Moines IA 50266, United States DESCRIPTION: Fixed Insurance: life, disability, annuities, long-term-care, health, Medicare supplements, group benefits. **RIVER BEND GOLF COURSE POSITION: Board Member/ Secretary NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/18/2023 ADDRESS: 720 Forest Ave, STORY CITY IA 50248, United States DESCRIPTION: Title: Board Member/Secretary. Role: Keeping minutes for board meetings and allocating votes for annual votes, vote on general items associated with running the golf course. Services: Golf & Recreation.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-02-24 |
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