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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29

Branch Locations

8008 Slide Rd Suite 4, Lubbock, TX 79424 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Keith Leonard, Llc Lubbock TX 01/2012 Present
Voya Financial Advisors Lubbock TX 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 01/2012 → Present
    Keith Leonard, Llc
    Lubbock, TX
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Lubbock, TX
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1. NAME OF ENTITY:KEITH LEONARD, LLC; Yes; 8008 SLIDE RD STE 4; LUBBOCK; TX; 79424; FIXED INSURANCE; OWNER; 1/1/2012; 20; 20; FIXED INSURANCE PRODUCT SALES 2. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 8008 SLIDE RD STE 4; LUBBOCK; TX; 79424; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 5/1/2013; 20; 20; SALES OF FIXED INSURANCE PRODUCTS 3. NAME OF ENTITY:LEONARD ASSOCIATES/KEITH LEONARD AND ASSOCIATES; Yes; 8008 SLIDE RD STE 4; LUBBOCK; TX; 79424; FINANCIAL SERVICES/DBA; OWNER; 5/30/2017; 160; 160; SALE AND SERVICES INSURANCE,SEURITIES AND INVESTMENT PRODUCTS 4. NAME OF ENTITY:Wolfforth-Frenship Masonic Lodge; No; FM 179 & 82nd; Wolfforth; TX; 79382; MASONIC ORGANIZATION; Master Mason/ Junior Warden; 1/1/2019; 4; 0; I would be a person to give committee reports to the lodge as a whole as a voting memeber of the lodge 5. NAME OF OTHER BUSINESS: BENCHMARK CONDOMINIUM ASSOCIATION, INVESTMENT RELATED: NO, ADDRESS: 8008 SLIDE ROAD, LUBBOCK, TX 79424, NATURE OF BUSINESS: HOA, START DATE: 11/2024 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER, APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: VOTING BOARD MEMBER;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-03-30
S63 Uniform Securities Agent State Law Examination 2005-08-01
  • S65 Uniform Investment Adviser Law Examination
    2017-03-30
  • S63 Uniform Securities Agent State Law Examination
    2005-08-01
Other Names
  • Donald Keith Leonard

View on SEC IAPD

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