Best Investors
Account
Sign in
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Keith Leonard, Llc | Lubbock | TX | 01/2012 | Present |
| Voya Financial Advisors | Lubbock | TX | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF ENTITY:KEITH LEONARD, LLC; Yes; 8008 SLIDE RD STE 4; LUBBOCK; TX; 79424; FIXED INSURANCE; OWNER; 1/1/2012; 20; 20; FIXED INSURANCE PRODUCT SALES 2. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 8008 SLIDE RD STE 4; LUBBOCK; TX; 79424; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 5/1/2013; 20; 20; SALES OF FIXED INSURANCE PRODUCTS 3. NAME OF ENTITY:LEONARD ASSOCIATES/KEITH LEONARD AND ASSOCIATES; Yes; 8008 SLIDE RD STE 4; LUBBOCK; TX; 79424; FINANCIAL SERVICES/DBA; OWNER; 5/30/2017; 160; 160; SALE AND SERVICES INSURANCE,SEURITIES AND INVESTMENT PRODUCTS 4. NAME OF ENTITY:Wolfforth-Frenship Masonic Lodge; No; FM 179 & 82nd; Wolfforth; TX; 79382; MASONIC ORGANIZATION; Master Mason/ Junior Warden; 1/1/2019; 4; 0; I would be a person to give committee reports to the lodge as a whole as a voting memeber of the lodge 5. NAME OF OTHER BUSINESS: BENCHMARK CONDOMINIUM ASSOCIATION, INVESTMENT RELATED: NO, ADDRESS: 8008 SLIDE ROAD, LUBBOCK, TX 79424, NATURE OF BUSINESS: HOA, START DATE: 11/2024 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER, APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: VOTING BOARD MEMBER;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 2005-08-01 |
Reach out to this advisor