Best Investors Account Sign in

Jack Norman

Bny Mellon Securities Corporation

New York, NY

New York, NY

CRD 8020197

Claim This Profile
Employer firm

Bny Mellon Securities Corporation CRD 231

$8.45B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • BNYMSC SPONSORS A WRAP FEE PROGRAM, AND SERVES AS A PORTFOLIO MGR OR MODEL PROVIDER TO THIRD PARTY WRAP PROGRAM SPONSORS.

From the firm’s Form ADV. Read the guides:

Current Employers
Bny Mellon Securities Corporation

240 Greenwich Street 9Th Floor East, New York, NY 10286-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-01-02
  • NY RA
    APPROVED
    Since 2025-01-02

Branch Locations

240 Greenwich Street, New York, NY 10286 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bny Mellon Securities Corporation New York NY 11/2024 Present
Cercano Management Wayzata MN 06/2023 08/2023
Xcel Energy Minneapolis MN 06/2022 08/2022
Indiana University Bloomington IN 08/2020 05/2024
Orono High School Long Lake MN 09/2010 08/2020
Unemployed Wayzata MN 05/2024 11/2024
  • 11/2024 → Present
    Bny Mellon Securities Corporation
    New York, NY
  • 06/2023 → 08/2023
    Cercano Management
    Wayzata, MN
  • 06/2022 → 08/2022
    Xcel Energy
    Minneapolis, MN
  • 08/2020 → 05/2024
    Indiana University
    Bloomington, IN
  • 09/2010 → 08/2020
    Orono High School
    Long Lake, MN
  • 05/2024 → 11/2024
    Unemployed
    Wayzata, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-10
  • S66 Uniform Combined State Law Examination
    2024-07-10

View on SEC IAPD

Nearby Firms

ISLET MANAGEMENT, LP
P2 CAPITAL PARTNERS, LLC
KINYAN CAPITAL MANAGEMENT LLC

Nearby Investors

STEVEN MARC MUEHLGAY
STEPHANIE LYNN FAGENSON
Ross Gladstone

Nearby Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY

More in New York, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor