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Tyler Stephen Trainor

Ubs Financial Services Inc.

New York, NY

CRD 8019876

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-09-05
TX RA APPROVED 2025-09-04
  • NY RA
    APPROVED
    Since 2025-09-05
  • TX RA
    APPROVED
    Since 2025-09-04

Branch Locations

11 Madison Avenue, New York, NY 10010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United States Navy Millington TN 05/2014 11/2024
Ubs Financial Services, Inc New York NY 07/2025 Present
Ubs Financial Services, Inc Weehawken NJ 01/2025 07/2025
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-27
  • S66 Uniform Combined State Law Examination
    2025-06-27

View on SEC IAPD

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