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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2011-06-07 |
Branch Locations
3555 North Crossing Circle, Valdosta, GA 31602 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Valdosta | GA | 05/2011 | Present |
1. FINRA; One Liberty Plaza, 165 Broadway, 27th Floor; New York, NY, 10006; Arbitration and mediation; Arbitrator; 04/09/2018; 8.00 Hour(s) Per Year; not during securities trading hours; Investment-Related. 2. AYOH Alternative, LLC; 3555 North Crossing Circle, Valdosta, GA 31602; Real Estate; Sole Member; Buy, sell, lease real estate; 12/09/2021; 1 Hour per Month; Not During Securities Trading Hours; Investment-Related. 3. Georgia, Lowndes County, Notary Public; 1875 Century BLVD STE 100 Atlanta GA 30345; GSCCCA; Notary Public; 10/20/2023; 1hr/quarter; During securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-08-17 |
| S63 | Uniform Securities Agent State Law Examination | 2005-08-03 |
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