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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-06-28
  • NC RA
    APPROVED
    Since 2025-06-28

Branch Locations

3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States

3301 Edwards Mill Rd, Raleigh, NC 27612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Cary NC 12/2024 Present
Wells Fargo Bank, Na Cary NC 07/2023 Present
First Citizens Bank Wendell NC 12/2022 07/2023
Wells Fargo Cary NC 11/2021 12/2022
Ridge Valley Exteriors Raleigh NC 08/2021 11/2021
Southern Nash High School Spring Hope NC 06/2014 06/2021
  • 12/2024 → Present
    Cary, NC
  • 07/2023 → Present
    Wells Fargo Bank, Na
    Cary, NC
  • 12/2022 → 07/2023
    First Citizens Bank
    Wendell, NC
  • 11/2021 → 12/2022
    Wells Fargo
    Cary, NC
  • 08/2021 → 11/2021
    Ridge Valley Exteriors
    Raleigh, NC
  • 06/2014 → 06/2021
    Southern Nash High School
    Spring Hope, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-06-27
S63 Uniform Securities Agent State Law Examination 2025-04-03
  • S65 Uniform Investment Adviser Law Examination
    2025-06-27
  • S63 Uniform Securities Agent State Law Examination
    2025-04-03

View on SEC IAPD

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