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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-08-07
NY RA APPROVED 2025-08-06
  • NJ RA
    APPROVED
    Since 2025-08-07
  • NY RA
    APPROVED
    Since 2025-08-06

Branch Locations

350 Main Street, Suite 2, Bedminster, NJ 07921 • United States

Gladstone, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Warwick Capital Group New Canaan CT 09/2013 06/2020
Livsmooth, Llc Dba Livsmooth Laser Hair Removal New York NY 06/2020 06/2024
High Rise Capital New York NY 06/2024 04/2025
Lpl Financial Fall Hills NJ 12/2024 Present
  • 09/2013 → 06/2020
    Warwick Capital Group
    New Canaan, CT
  • 06/2020 → 06/2024
    Livsmooth, Llc Dba Livsmooth Laser Hair Removal
    New York, NY
  • 06/2024 → 04/2025
    High Rise Capital
    New York, NY
  • 12/2024 → Present
    Lpl Financial
    Fall Hills, NJ
Other Businesses

1)05/30/2025 - Horizon Financial Group, Inc. - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)05/30/2025 - LivSmooth - Co-Owner - Laser Hair Removal - Non-Inv Rel - Start: 06/2020

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-06
  • S66 Uniform Combined State Law Examination
    2025-08-06

View on SEC IAPD

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