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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-03-17 |
| VA | RA | APPROVED | 2025-03-15 |
Branch Locations
110 Franklin Road Se Suite 400, Roanoke, VA 24011 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Roanoke | VA | 12/2024 | Present |
| John M. Oakey, Inc. | Roanoke | VA | 12/2017 | 11/2024 |
| John A. Gupton College | Nashville | TN | 09/2016 | 12/2017 |
| John M. Oakey, Inc. | Roanoke | VA | 05/2015 | 09/2016 |
John M. Oakey, Inc. Not investment-related 318 Church Ave, Roanoke, Virginia 24016 Privately held funeral services corporation Common shareholder (1% ownership interest) No active role or title No commitment or time during securities trading hours or otherwise Obtained ownership initially on 01/20/2008 No duties; this is my family business in which I am a part-owner but do not work in the business any longer
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-03-14 |
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