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Natalie S Diez

Hsbc Securities (Usa) Inc.

New York, NY

New York City, NY

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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2026-01-27
ND RA APPROVED 2026-01-15
VI RA APPROVED 2025-12-19
GA RA APPROVED 2025-12-17
AL RA APPROVED 2025-12-16
AK RA APPROVED 2025-12-16
DE RA APPROVED 2025-12-16
IA RA APPROVED 2025-12-16
KS RA APPROVED 2025-12-16
LA RA APPROVED 2025-12-16
ME RA APPROVED 2025-12-16
MD RA APPROVED 2025-12-16
MN RA APPROVED 2025-12-16
MT RA APPROVED 2025-12-16
NE RA APPROVED 2025-12-16
NC RA APPROVED 2025-12-16
PR RA APPROVED 2025-12-16
TX RA APPROVED 2025-12-16
UT RA APPROVED 2025-12-16
FL RA APPROVED 2025-05-20
NY RA APPROVED 2025-04-23
  • DC RA
    APPROVED
    Since 2026-01-27
  • ND RA
    APPROVED
    Since 2026-01-15
  • VI RA
    APPROVED
    Since 2025-12-19
  • GA RA
    APPROVED
    Since 2025-12-17
  • AL RA
    APPROVED
    Since 2025-12-16
  • AK RA
    APPROVED
    Since 2025-12-16
  • DE RA
    APPROVED
    Since 2025-12-16
  • IA RA
    APPROVED
    Since 2025-12-16
  • KS RA
    APPROVED
    Since 2025-12-16
  • LA RA
    APPROVED
    Since 2025-12-16
  • ME RA
    APPROVED
    Since 2025-12-16
  • MD RA
    APPROVED
    Since 2025-12-16
  • MN RA
    APPROVED
    Since 2025-12-16
  • MT RA
    APPROVED
    Since 2025-12-16
  • NE RA
    APPROVED
    Since 2025-12-16
  • NC RA
    APPROVED
    Since 2025-12-16
  • PR RA
    APPROVED
    Since 2025-12-16
  • TX RA
    APPROVED
    Since 2025-12-16
  • UT RA
    APPROVED
    Since 2025-12-16
  • FL RA
    APPROVED
    Since 2025-05-20
  • NY RA
    APPROVED
    Since 2025-04-23

Branch Locations

66 Hudson Boulevard Floor 3, New York, NY 10001 • United States

New York City, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa, N.A. Miami FL 07/2024 Present
Hsbc Securities (Usa) Inc Miami FL 12/2024 Present
George Washington University Washington DC 08/2020 05/2024
Carol Morgan School Santo Domingo 08/2006 06/2020
  • 07/2024 → Present
    Hsbc Bank Usa, N.A.
    Miami, FL
  • 12/2024 → Present
    Hsbc Securities (Usa) Inc
    Miami, FL
  • 08/2020 → 05/2024
    George Washington University
    Washington, DC
  • 08/2006 → 06/2020
    Carol Morgan School
    Santo Domingo
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-23
  • S66 Uniform Combined State Law Examination
    2025-04-23

View on SEC IAPD

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