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Sophie Spiegel

Osaic Wealth, Inc.

Dana Point, CA

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-04-28
  • CA RA
    APPROVED
    Since 2026-04-28

Branch Locations

33971 Selva Rd Suite 125, Dana Point, CA 92629 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Osaic Dana Point CA 03/2025 Present
Full-Time Education Berkeley CA 03/2015 05/2018
Extended Travel Los Angeles CA 06/2018 07/2018
R1 Rcm Los Angeles CA 07/2018 11/2024
Spiegel Financial Dana Point CA 12/2024 02/2025
  • 03/2025 → Present
    Osaic
    Dana Point, CA
  • 03/2015 → 05/2018
    Full-Time Education
    Berkeley, CA
  • 06/2018 → 07/2018
    Extended Travel
    Los Angeles, CA
  • 07/2018 → 11/2024
    R1 Rcm
    Los Angeles, CA
  • 12/2024 → 02/2025
    Spiegel Financial
    Dana Point, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-27
  • S66 Uniform Combined State Law Examination
    2026-04-27

View on SEC IAPD

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