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Inactive

Paul Samuel Nelson

Cain, Watters & Associates, LLC

Frisco, TX

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Current Employers
Cain, Watters & Associates, Llc

17 Cowboys Way, Suite 300, Frisco, TX 75034 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-27
  • TX RA
    APPROVED
    Since 2025-01-27

Branch Locations

17 Cowboys Way, Suite 300, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pivotal Fitness Columbia SC 06/2016 11/2016
Unemployed Columbia SC 12/2016 01/2017
Pivotal Fitness Columbia SC 01/2017 02/2017
Dynamic Health And Fitness West Columbia SC 02/2017 08/2018
Forvis Mazars Llp Dallas TX 09/2018 08/2024
Cain Watters & Associates, Llc Frisco TX 09/2024 Present
University Of South Carolina Columbia SC 06/2017 05/2018
  • 06/2016 → 11/2016
    Pivotal Fitness
    Columbia, SC
  • 12/2016 → 01/2017
    Unemployed
    Columbia, SC
  • 01/2017 → 02/2017
    Pivotal Fitness
    Columbia, SC
  • 02/2017 → 08/2018
    Dynamic Health And Fitness
    West Columbia, SC
  • 09/2018 → 08/2024
    Forvis Mazars Llp
    Dallas, TX
  • 09/2024 → Present
    Cain Watters & Associates, Llc
    Frisco, TX
  • 06/2017 → 05/2018
    University Of South Carolina
    Columbia, SC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-01-27
  • S65 Uniform Investment Adviser Law Examination
    2025-01-27

View on SEC IAPD

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RAOUL P SHROFF
CHRISTOPHER KEITH HUGGINS

Other Offices

BSIP SLP GP, LLC · FRISCO, TX
MCCLURE CAPITAL ADVISORS, INC. · FRISCO, TX
MAVERICK TECH FUND MANAGER · FRISCO, TX
WAYMAKER PARTNERS, LLC · FRISCO, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRISCO, TX
RBC CAPITAL MARKETS, LLC · Frisco, TX
CG ADVISORY SERVICES · Frisco, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRISCO, TX

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