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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2015-01-28 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regions Bank | Murray | KY | 01/2015 | Present |
| Cetera Investment Services Llc | St. Cloud | MN | 01/2015 | Present |
| Cetera Investment Advisers Llc | Murray | KY | 01/2015 | Present |
1. BOARD MEMBER OF JU KEVIL FOUNDATION; PROVIDS EDUCATION AND JOB TRAINING SKILLS FOR MENTALLY AND PHYSICALLY HANDICAPPED INDIVIDUALS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-07-21 |
| S63 | Uniform Securities Agent State Law Examination | 2005-07-01 |
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