James Clayton Mcconnell

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → Present
  Regions Bank
  Murray, KY
• 01/2015 → Present
  Cetera Investment Services Llc
  St. Cloud, MN
• 01/2015 → Present
  Cetera Investment Advisers Llc
  Murray, KY

Previous Registrations

• 2012-11-05 → 2014-12-18
  Bb&T Investment Services, Inc.
  Charlotte, NC
  Murray, KY
  Paducah, KY
• 2012-05-14 → 2012-11-01
  Fifth Third Securities, Inc.
  Eddyville, KY
  Nortonville, KY
  Dawson Springs, KY
  Marion, KY
  Morganfield, KY
• 2007-09-24 → 2012-04-25
  Cuso Financial Services, L.P.
  San Diego, CA
  Clarksville, TN
• 2007-05-30 → 2007-09-13
  Investment Professionals, Inc.
  San Antonio, TX
  Hopkinsville, KY
• 2006-07-24 → 2007-05-17
  Bb&T Investment Services, Inc.
  Charlotte, NC
  Murray, KY
  Hopkinsville, KY
  Charlotte, NC

Other Businesses

1. BOARD MEMBER OF JU KEVIL FOUNDATION; PROVIDS EDUCATION AND JOB TRAINING SKILLS FOR MENTALLY AND PHYSICALLY HANDICAPPED INDIVIDUALS

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-07-21
• S63 Uniform Securities Agent State Law Examination
  2005-07-01

Other Names

• James Clayton Mc Connell
• Clay Mcconnell