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William Michael Hamm

Ubs Financial Services Inc.

Denver, CO

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2026-06-26
  • TN RA
    APPROVED
    Since 2026-06-26

Branch Locations

205 Detroit Street 5Th Floor, Denver, CO 80206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Nashville TN 01/2025 Present
Bna Bank Tupelo MS 07/2023 11/2024
Brush Creek Ranch Saratoga WY 05/2022 07/2022
Tupelo Country Club Tupelo MS 01/2017 07/2021
Tupelo National Golf Club Tupelo MS 04/2016 01/2017
Mitchell Distrubuting Shannon MS 06/2020 07/2020
Funkys Oxford MS 08/2021 09/2021
Funkys Oxford MS 11/2021 03/2022
Hamm Enterprises Llc Tupelo MS 12/2022 12/2024
University Of Mississippi Oxford MS 08/2021 05/2023
Itawamba Community College Fulton MS 08/2019 05/2021
Saltillo High School Saltillo MS 08/2015 05/2019
  • 01/2025 → Present
    Ubs Financial Services
    Nashville, TN
  • 07/2023 → 11/2024
    Bna Bank
    Tupelo, MS
  • 05/2022 → 07/2022
    Brush Creek Ranch
    Saratoga, WY
  • 01/2017 → 07/2021
    Tupelo Country Club
    Tupelo, MS
  • 04/2016 → 01/2017
    Tupelo National Golf Club
    Tupelo, MS
  • 06/2020 → 07/2020
    Mitchell Distrubuting
    Shannon, MS
  • 08/2021 → 09/2021
    Funkys
    Oxford, MS
  • 11/2021 → 03/2022
    Funkys
    Oxford, MS
  • 12/2022 → 12/2024
    Hamm Enterprises Llc
    Tupelo, MS
  • 08/2021 → 05/2023
    University Of Mississippi
    Oxford, MS
  • 08/2019 → 05/2021
    Itawamba Community College
    Fulton, MS
  • 08/2015 → 05/2019
    Saltillo High School
    Saltillo, MS
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-04
  • S66 Uniform Combined State Law Examination
    2026-05-04

View on SEC IAPD

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Other Offices

EXCELLERE PARTNERS · DENVER, CO
ALPINE QUANTITATIVE MANAGEMENT, LLC · DENVER, CO
MORGAN STANLEY · Denver, CO
CETERA INVESTMENT ADVISERS LLC · DENVER, CO
DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO
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