Best Investors Account Sign in

Nicholas Thomas Fleming

Charles Schwab & Co., Inc.

Clayton, MO

Claim This Profile
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2026-07-16
IL RA APPROVED 2025-11-12
  • MO RA
    APPROVED
    Since 2026-07-16
  • IL RA
    APPROVED
    Since 2025-11-12

Branch Locations

8455 Maryland Avenue Suite 100, Clayton, MO 63105-3646 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Full Time Education Saint Louis MO 08/2014 06/2020
Immaculate Conception Catholic Church Columbia IL 07/2020 06/2022
Holy Childhood Of Jesus Catholic Church Mascoutah IL 07/2022 06/2023
Diocese Of Belleville Belleville IL 07/2023 06/2024
St. Francis Xavier Catholic Church Carbondale IL 07/2024 12/2024
Charles Schwab & Co., Inc. Clayton MO 12/2024 Present
Charles Schwab Bank, Ssb Clayton MO 12/2024 Present
  • 08/2014 → 06/2020
    Full Time Education
    Saint Louis, MO
  • 07/2020 → 06/2022
    Immaculate Conception Catholic Church
    Columbia, IL
  • 07/2022 → 06/2023
    Holy Childhood Of Jesus Catholic Church
    Mascoutah, IL
  • 07/2023 → 06/2024
    Diocese Of Belleville
    Belleville, IL
  • 07/2024 → 12/2024
    St. Francis Xavier Catholic Church
    Carbondale, IL
  • 12/2024 → Present
    Charles Schwab & Co., Inc.
    Clayton, MO
  • 12/2024 → Present
    Charles Schwab Bank, Ssb
    Clayton, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-12
  • S66 Uniform Combined State Law Examination
    2025-11-12
Other Names
  • Nicholas Fleming

View on SEC IAPD

Other Firms

SINNET CAPITAL MANAGEMENT, LLC
PARKSIDE ADVISORS LLC
LPL ENTERPRISE, LLC
SIXTHIRTY VENTURES
STIFEL, NICOLAUS & COMPANY, INCORPORATED
FOCUS PARTNERS WEALTH, LLC
BENJAMIN F. EDWARDS WEALTH MANAGEMENT, LLC
BENJAMIN F. EDWARDS & COMPANY, INCORPORATED

Other Investors

TIMOTHY PAUL HASARA
MARGARET MARY FRIEDHOFF
Tyler Allen Bubolz
Taylor Ann Willhalm
DAVID STUART WEISS
PATRICK CRAWLEY
CHET STEVEN EISENMAYER
Matthew Douglas Schulte

Other Offices

SINNET CAPITAL MANAGEMENT, LLC · CLAYTON, MO
PARKSIDE ADVISORS LLC · CLAYTON, MO
LPL ENTERPRISE, LLC · CLAYTON, MO
LPL ENTERPRISE, LLC · ST. LOUIS, MO
SIXTHIRTY VENTURES · CLAYTON, MO
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CLAYTON, MO
FOCUS PARTNERS WEALTH, LLC · ST. LOUIS, MO
FOCUS PARTNERS WEALTH, LLC · CLAYTON, MO

More in Clayton, MO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor