Kristin Moselle Rognerud

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2011 → Present
  Raymond James Financial Services
  Duluth, MN
• 09/2011 → Present
  Raymond James Financial Services Advisors Inc.
  Duluth, MN
• 01/2013 → 01/2017
  College Of St Scholastica
  Duluth, MN

Previous Registrations

• 2010-03-01 → 2011-09-27
  Ubs Financial Services Inc.
  Duluth, MN

Other Businesses

(1)Name of Business: College of St Scholastica Board of Trustees Address: 1200 Kenwood Ave, Duluth, MN, 55811, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 02/09/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Advise the Board of Trustees for the college with regard to the investment management of it's endowment (2)Name of Business: Ascential Wealth Advisors Address: 11 E Superior St Ste 500/508, Duluth, MN, 55802, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 01/01/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: I work with clients to provide financial planning services and investment advice. I also serve as a compliance officer and oversee all aspects of the general business management. (2)Name of Business: College of St Scholastica Board of Trustees Address: 1200 Kenwood Ave, Duluth, MN, 55811, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 02/09/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Advise the Board of Trustees for the college with regard to the investment management of it's endowment

Exams

• S66 Uniform Combined State Law Examination
  2006-11-09

Other Names

• Kristin Moselle Sammann