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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-10-23 |
| MN | RA | APPROVED | 2013-11-22 |
Branch Locations
11 E. Superior Street Suite 500, Duluth, MN 55802 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Duluth | MN | 09/2011 | Present |
| Raymond James Financial Services Advisors Inc. | Duluth | MN | 09/2011 | Present |
| College Of St Scholastica | Duluth | MN | 01/2013 | 01/2017 |
(1)Name of Business: College of St Scholastica Board of Trustees Address: 1200 Kenwood Ave, Duluth, MN, 55811, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 02/09/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Advise the Board of Trustees for the college with regard to the investment management of it's endowment (2)Name of Business: Ascential Wealth Advisors Address: 11 E Superior St Ste 500/508, Duluth, MN, 55802, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 01/01/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: I work with clients to provide financial planning services and investment advice. I also serve as a compliance officer and oversee all aspects of the general business management. (2)Name of Business: College of St Scholastica Board of Trustees Address: 1200 Kenwood Ave, Duluth, MN, 55811, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 02/09/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Advise the Board of Trustees for the college with regard to the investment management of it's endowment
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-11-09 |
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