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Rene Alfredo Gonzalez

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Encinitas, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-04
CA RA APPROVED 2025-03-04
  • TX RA
    APPROVED
    Since 2025-04-04
  • CA RA
    APPROVED
    Since 2025-03-04

Branch Locations

1340 Encinitas Blvd, Encinitas, CA 92024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Poway CA 05/2019 Present
Unemployed San Francisco CA 03/2019 05/2019
Bank Of America, N.A. San Diego CA 05/2019 11/2024
Lending Club San Francisco CA 04/2018 03/2019
Bank Of America, N.A. San Francisco CA 07/2014 04/2018
P H Holdings Inc San Francisco CA 06/2015 04/2017
Bank Of America, N.A. Poway CA 01/2025 Present
  • 05/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Poway, CA
  • 03/2019 → 05/2019
    Unemployed
    San Francisco, CA
  • 05/2019 → 11/2024
    Bank Of America, N.A.
    San Diego, CA
  • 04/2018 → 03/2019
    Lending Club
    San Francisco, CA
  • 07/2014 → 04/2018
    Bank Of America, N.A.
    San Francisco, CA
  • 06/2015 → 04/2017
    P H Holdings Inc
    San Francisco, CA
  • 01/2025 → Present
    Bank Of America, N.A.
    Poway, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-03
  • S66 Uniform Combined State Law Examination
    2025-03-03

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · ENCINITAS, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Encinitas, CA
WELLS FARGO CLEARING SERVICES, LLC · ENCINITAS, CA
EDWARD JONES · ENCINITAS, CA
LPL FINANCIAL LLC · ENCINITAS, CA
J.P. MORGAN SECURITIES LLC · ENCINITAS, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Encinitas, CA
INDEPENDENT FINANCIAL GROUP, LLC · ENCINITAS, CA

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