Inactive

Joshua John Baldwin

CRD 8013855

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Employer firm

Betterment CRD 149117

$69.5B regulatory AUM 246 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Betterment

450 West 33Rd Street Floor 11, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-08-22
NC	RA	APPROVED	2025-08-22
TX	RA	APPROVED	2025-08-22

NY RA
APPROVED

Since 2025-08-22
NC RA
APPROVED

Since 2025-08-22
TX RA
APPROVED

Since 2025-08-22

Branch Locations

450 West 33Rd Street Floor 11, New York, NY 10001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Betterment	New York	NY	01/2023	Present
Lowes Hardware	Fort Wayne	IN	08/2022	12/2022
Whole Foods Market	Raleigh	NC	10/2008	04/2022
Unemployed	Fort Wayne	IN	04/2022	08/2022

01/2023 → Present

Betterment

New York, NY
08/2022 → 12/2022

Lowes Hardware

Fort Wayne, IN
10/2008 → 04/2022

Whole Foods Market

Raleigh, NC
04/2022 → 08/2022

Unemployed

Fort Wayne, IN

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-08-22

S65 Uniform Investment Adviser Law Examination

2025-08-22

Other Names

Joshua John Earl Harding Baldwin

View on SEC IAPD

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